Associate/Senior Associate, Quality Control, Corporate Finance & Capital Markets
April 29, 2021
The Quality Control (International) team ("QC") reports to the Global Head of Quality Control and is responsible for improving the execution quality of Hong Kong and overseas investment banking business and effectively monitoring and controlling business risks. QC provides quality control and technical support, supervise and assist in improving the quality of the Hong Kong and overseas investment banking transactions.
Key Areas of Responsibilities
Getting engaged in reviewing and improving the Quality Control standard and framework, including internal policy, deal process, and IT system.
Reviewing various IBD transaction documents and due diligence records/notes.
Organizing and participating in internal committee meetings which consider the acceptance and launch of deals.
Carrying out research and providing advice on QC work, ensuring IBD transactions are in compliant with local business and regulatory requirements.
Bachelor's degree or above. Overseas academic or working experience is preferred.
4-6 years' relevant working experience in global investment banks or global law firms, familiar with various financial products and regulations of the capital market and securities companies in Hong Kong and overseas.
Experience in overseas IBD projects is preferred.
Good communication and coordination skills, with excellent team spirit, conscientious and meticulous, strong sense of responsibility and stress tolerance.
Good command of spoken and written English and Mandarin, using English and Mandarin as working language.
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